With more than 15 years in this pivotal role, she oversees the compliance, anti-money laundering, and supervision programs of the brokerage firm.
AYER, MA, July 30, 2024 /24-7PressRelease/ — Daphne Jane Mahle, MSL, has been included in Marquis Who’s Who. As in all Marquis Who’s Who biographical volumes, individuals profiled are selected on the basis of current reference value. Factors such as position, noteworthy accomplishments, visibility, and prominence in a field are all taken into account during the selection process.
Ms. Mahle is a distinguished professional in the field of financial compliance, currently serving as the chief compliance officer at Bolton Global Capital Inc. since 2008. With more than 15 years in this pivotal role, she oversees the compliance, anti-money laundering, and supervision programs of the brokerage firm. Her responsibilities include writing and implementing policies and procedures as well as conducting branch office inspections. Her expertise in these areas has been instrumental in maintaining the firm’s adherence to regulatory standards.
Ms. Mahle’s path to becoming a chief compliance officer is a testament to her dedication and passion for her work. Initially driven more by a desire to utilize her licenses than for financial gain, she found herself unexpectedly offered the position of chief compliance officer. The opportunity marked a significant turning point in her career, presenting new and exciting challenges daily. This step in her professional journey remains a highlight that has taught her never to underestimate her potential.
Her academic background has played a crucial role in her success. Ms. Mahle earned a bachelor’s degree in economics from University College Cork in 1995 and a postgraduate diploma in computer science from the same institution in 1996. She later completed a Master of Studies in Law from Fordham University School of Law in 2021, which provided her with a solid legal foundation essential for her role in compliance.
In addition to her formal education, Ms. Mahle holds several certifications that underscore her expertise. She is a Certified Chief Compliance Officer and possesses the Principal Licensed Financial Industry Regulatory Authority Series 24 certification. These credentials have enabled her to oversee brokers effectively and ensure that the firm operates within regulatory guidelines.
Ms. Mahle’s commitment extends beyond her professional life into civic engagement. She volunteers at St. Jude Children’s Hospital and sponsors the Armed Services Board of Contract Appeals. Her personal journey from growing up in Ireland to becoming a prominent figure in compliance is marked by perseverance, continuous learning, and an unwavering commitment to providing excellence at work and in her community.
Outside of her career, Ms. Mahle enjoys camping and attending music festivals. Looking ahead, she aims to take on a mentoring role for younger women entering the financial services industry. She is passionate about supporting and guiding talented young women as they navigate their careers in a predominantly male-dominated field.
About Marquis Who’s Who®:
Since 1899, when A. N. Marquis printed the First Edition of Who’s Who in America®, Marquis Who’s Who® has chronicled the lives of the most accomplished individuals and innovators from every significant field of endeavor, including politics, business, medicine, law, education, art, religion and entertainment. Who’s Who in America® remains an essential biographical source for thousands of researchers, journalists, librarians and executive search firms around the world. The suite of Marquis® publications can be viewed at the official Marquis Who’s Who® website, www.marquiswhoswho.com.
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